Director · AI Strategy & Platform Governance

Carlo

De Rossi

Helping organizations transform AI experimentation into governed, scalable business value.

25+ years across global financial services — platform engineering, enterprise architecture, AI governance, and product management at UBS and Credit Suisse.

AI StrategyAgentic AIProduct LeadershipEnterprise Transformation

What I bring

Areas of Expertise

Spanning AI strategy, engineering, and enterprise governance.

AI Strategy & Governance

Designing AI governance architectures for regulated environments. From policy to implementation under FINMA, GDPR, and the EU AI Act.

EU AI ActFINMAResponsible AIRisk Frameworks

Agentic AI

Building production-grade agentic systems — multi-agent orchestration, tool protocols, and self-healing ML pipelines.

MCPA2ALangGraphRAG

AI Product Management

Translating AI capability into business outcomes. Discovery, prioritization, and delivery across 700+ enterprise stakeholders.

RoadmapsDiscoveryROIStakeholders

Enterprise Architecture

End-to-end platform design at scale. CHF multi-million budget governance, 35K+ deployments, vendor-neutral principles.

TOGAF 10Platform EngineeringCloudFinOps

Azure AI

Hands-on Azure AI engineering: MLOps pipelines, Azure ML Champion-Challenger, AI Foundry multi-agent deployments.

Azure AI FoundryAzure MLOpenAIAZ-104DP-100

Program Leadership

Leading enterprise-scale programmes. SOX Key Process Control owner with zero audit findings across PwC and EY.

TransformationSOX ControlsVendor GovernanceCRISC

Career

Experience

25+ years building platforms and leading AI transformation in global financial services.

2023 – Present

UBS

·

Director, AI Strategy & Platform Governance

Zürich, Switzerland

Global Wealth Management Platforms
  • Leading AI Interdependency Stream — mapping ~22K application dependencies using graph clustering (Louvain, SCC, HDBSCAN)
  • Designing CIAA v2.0: FINMA/GDPR/EU AI Act compliant agentic framework with context-isolation and local-first inference
  • AI adoption analytics across ~7,500 employees; graphRAG benchmarking (Neo4j vs ChromaDB) over EU regulatory corpus
  • hf-market-impact causal inference pipeline (DoubleML/CausalForest) on monetary policy and HF markets via Azure ML

2001 – 2023

Credit Suisse

·

Product Manager, Senior Architect, Risk & Service Manager

Zürich, Switzerland

Enterprise Platforms · AI/ML · FinOps
  • Product Owner & Senior Architect of the Java Application Platform — 750+ global clients, 35K+ deployments
  • Deputy Owner, Container Platform — Avoid Vendor Lock-In principle, 350-app migration from commercial to open-source
  • SOX Key Process Control Owner — zero findings across PwC and EY audits across 22 years
  • FinOps: CHF multi-million budget with $5M annual cost avoidance; vulnerability framework reduced exposure from 80% to <10%
  • AI/ML applied to time-series forecasting, stakeholder clustering, and neural forecast models; 700+ stakeholders managed

1998 – 2001

GFT Consulting

·

Consultant

Zürich / Berlin

Forward-deployed to Swiss Post, Deutsche Post, ESTV
  • Systems integration and platform delivery for Swiss Post, Deutsche Post, and Swiss Federal Tax Administration (ESTV)
  • Early experience bridging technical delivery with institutional client stakeholders in regulated public-sector environments
25+
Years Experience
100+
Professional Certifications
7,500+
Employees Impacted
35,000+
Platform Deployments
700+
Stakeholders Managed
50+
Countries Supported

Credentials

Certifications

100+ professional certifications across AI, cloud, architecture, and product management.

Artificial Intelligence

50
  • AI Agents and Agentic AI
  • AI Product Management Specialization
  • AI Security LLMs Threats and OWASP 2026
  • AI Security and Governance Specialization
  • AI for Good Specialization
  • +45 more

Machine Learning

21
  • Applied Machine Learning in Python
  • Calculus for Machine Learning and Data Science
  • Data Science on Microsoft Azure (DP-100)
  • Deep Learning with Keras and Tensorflow
  • DeepLearning.AI TensorFlow
  • +16 more

Product Management

22
  • AI Product Management Specialization
  • Business Analytics — Communicating with Data
  • Client needs and Software Requirements
  • Critical Thinking & Logic
  • Deductive Reasoning and Mental Models
  • +17 more

Azure

19
  • Artificial Intelligence on Microsoft Azure
  • Authorization and Identity In Azure
  • Authorization and Managing Identity in Azure
  • Computer Vision in Microsoft Azure
  • Credentials AB-730 AI Business Professional
  • +14 more

Data

15
  • Data Analysis with Python
  • Data Ethics, AI and Responsible Innovation
  • Data Science Ethics
  • Data Visualization with Python
  • Databricks
  • +10 more

Architecture & Governance

TOGAF® 10CRISCITIL v4KubernetesSAFe® 5

UBS Internal

Certified Engineer GoldCertified Product ManagerData ScientistData AnalystAgile@UBS Product Owner